To download the Tax Guide, please read the information below and then check the box to affirm that you have done so. The link to download the Tax Guide will then appear:

If you held a mutual fund, real estate investment trust (REIT), widely held fixed investment trust (WHFIT), widely held mortgage trust (WHMT) or unit investment trust (UIT) in 2012, we may send you a revised Tax Information Statement. Please be aware that some issuers do not make their final distribution information available until after January. See the Dividends and Distributions section of the 2012 Tax Guide.

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What You Need to Know

New IRS Cost Basis
Reporting Rules

IRS changes to cost basis reporting requirements will continue to affect your federal income tax return in 2012. As of January 1, 2012, the new tax rules now extend to mutual funds, stock in eligible dividend reinvestment plans (DRPs) and exchange-traded funds (ETFs) that are treated like mutual funds for tax purposes. Please remember that 2011 cost basis requirements still apply in 2012 and will apply in all future years. Learn more about Cost Basis.

Electronic Delivery (e-Delivery)
of Eligible Tax Forms

Enroll now to receive your tax documents electronically through a secure, password-protected website. When your tax documents are available, you will receive an e-mail directing you to a website where you can log in and view, download or print them. Electronic delivery is available for tax year 2010 and beyond for the following eligible tax forms: 1099‑B, 1099‑DIV, 1099‑INT, 1099‑MISC, 1099‑OID, 1099‑R, 1099‑Q, 5498 and 5498‑ESA. Your tax documents will remain available online for seven years from the date posted. For more information, view the Go Paperless section below.

Read Before You File

If you held a mutual fund, real estate investment trust (REIT), widely held fixed investment trust (WHFIT), widely held mortgage trust (WHMT) or unit investment trust (UIT) in 2012, we may send you a revised Tax Information Statement. Please be aware that some issuers do not make their final distribution information available until after January. See the Dividends and Distributions section of the 2012 Tax Guide.

Go Paperless

Electronic Delivery: More convenient, secure and flexible. When you enroll in electronic delivery (e-delivery), you can view communications such as account statements, trade confirmations, tax documents and more, online. Historical account data is available from the day you sign up, and you are making an environmentally friendly choice. Learn more

This website is not intended to provide tax advisory services. We suggest that you consult your tax professional to discuss the appropriate federal, foreign, state and local tax treatment of your transactions. Any U.S. tax advice contained in the 2012 Tax Guide, the Resources for Royalty Trust Tax Booklets or the Mutual Fund Supplemental Information was not intended or written to be used, and cannot be used, for the purpose of (i) avoiding penalties that may be imposed under the Internal Revenue Code or applicable state or local tax law provisions or (ii) promoting, marketing or recommending to another party any transaction or matter addressed in the Tax Guide, the Royalty Trust Tax Booklets or the Supplemental Information.

©2013 Pershing LLC. Pershing LLC, member FINRA/NYSE/SIPC, is a wholly owned subsidiary of The Bank of New York Mellon Corporation (BNY Mellon). Trademark(s) belong to their respective owners.

The Mutual Fund Supplemental Information page will be available in March. Thank you for your patience.