To download the Tax Guide, please read the information below and then check the box to affirm that you have done so. The link to download the Tax Guide will then appear:

If you held a mutual fund, real estate investment trust (REIT), widely held fixed investment trust (WHFIT), widely held mortgage trust (WHMT) or unit investment trust (UIT) in 2013, we may send you a revised tax information statement. Please be aware that some issuers do not make their final distribution information available until after January. See the Dividends and Distributions section of the 2013 Tax Guide for more information.

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What You Need to Know

New Mail Dates for Your
1099 Tax Statement

Your tax information statement, which includes your 1099 form, will be delivered as early as possible. Depending on the holdings in your account, Pershing—which provides tax reporting services on behalf of your financial organization—will begin mailing tax information statements/Forms 1099 by January 31, 2014. Please be aware that some issuers do not make their final distribution information available until after January. Learn more about the new tax information statements/Forms 1099 mailing timeline and cost basis reporting requirements.

Electronic Delivery (e-Delivery)
of Eligible Tax Forms

Enroll now to receive your tax documents electronically through a secure, password-protected website. When your tax documents are available, you will receive an e-mail directing you to a website where you can log in and view, download or print them. Electronic delivery is available for the following eligible tax forms: 1099‑B, 1099‑DIV, 1099‑INT, 1099‑MISC, 1099‑OID, 1099‑R, 1099‑Q, 5498 and 5498‑ESA. Your tax documents will remain available online for seven years from the date posted. Learn more about Going Paperless.

Read Before You File

If you held a mutual fund, real estate investment trust (REIT), widely held fixed investment trust (WHFIT), widely held mortgage trust (WHMT) or unit investment trust (UIT) in 2013, we may send you a revised tax information statement. Please be aware that some issuers do not make their final distribution information available until after January. See the Dividends and Distributions section of the 2013 Tax Guide for more information.

This website is not intended to provide legal, tax, accounting or financial advice or services. We suggest that you consult your tax professional to discuss the appropriate federal, foreign, state and local tax treatment of your transactions. Any U.S. legal, tax, accounting or financial-related information contained in the 2013 Tax Guide, the Resources for Royalty Trust Tax Booklets or the Mutual Fund Supplemental Information was not intended or written to be used, and cannot be used, for the purpose of (i) avoiding penalties that may be imposed under the Internal Revenue Code or applicable state or local tax law provisions or (ii) promoting, marketing or recommending to another party any transaction or matter addressed in the Tax Guide, the Royalty Trust Tax Booklets or the Supplemental Information.

©2014 Pershing LLC. All rights reserved. Pershing LLC is a wholly owned subsidiary of The Bank of New York Mellon Corporation (BNY Mellon). Pershing LLC, member FINRA, NYSE, SIPC. Trademark(s) belong to their respective owners.

The Mutual Fund Supplemental Information page will be available in March. Thank you for your patience.